According to paragraph 173v section 2 of the Act No. 566/2001 Coll. on Securities and Investment services and on Amendments and Supplements to certain Laws (Act on Securities) as amended by later legislation (hereinafter only “Act”) from 1 October 2015 each owner’s account opened with the central depository before 30 September 2015 (including 30 September 2015) for natural person or legal person, except owner’s accounts opened for the central depository, CDCP member, government body acting on behalf of the Slovak Republic and a legal person according to the special regulation, is regarded as non-allocated account. From 6 February 2017 according to §173v, section 2 of the Act the owner of the non-allocated account can submit
- instruction for registration of transfer /transition/ movement of book-entry securities to credit or debit non-allocated account, or
- instruction for registration of establishment / change / cancellation of suspension of disposal right on basis of instruction from the account owner pursuant to § 28 section 3 letter a) of the Act.
only via CDCP member. The owner of non-allocated account can authorise only one member to submit these instructions (so-called authorised member).
In connection with the non-allocated account or securities registered on the account, the owner of this account can submit to the authorised member also:
- instruction for registration of establishment / change / cancellation of suspension of disposal right on basis of instruction from the securities broker pursuant to § 28 section 3 letter b) of the Act,
- request for statement of the non-allocated account.
The owner of non-allocated account can place requests/instructions for these services directly to the central depository also in the future.
